report of the Portfolio committee for justice and constitutional development on the department of justice and constitutional development annual report 2006/07

Report of the Portfolio Committee on Justice and Constitutional Development on the Annual Report of the Department of Justice and Constitutional Development, dated 21 November 2007.

The Portfolio Committee on Justice and Constitutional Development, having considered the Annual Report of the Department of Justice and Constitutional Development, reports as follows:

Introduction

On 24 October 2007, the Committee considered the 2006/07 Annual Report of the Department of Justice and Constitutional Development.

The Department was represented by
Adv M. Simelane, the Director-General; Ms S. Gomm, Chief Finance Officer; Mr J. Johnson, Chief Director: Budgets; Mr B. Mbonani, Director: Strategy; Dr K. De Wee, Chief Operations Officer; and Mr W. Krause,  Deputy Director in the National Treasury.

This report should be situated in the context of the Committee’s 4th quarter of 2007- programme, “Towards Finding a Necessary Balance Between our Legislative and Oversight Roles”. The programme is based on our understanding that although we have a huge legislative workload, we have to find the time and space to play a more activistic oversight role; that our legislative and oversight roles need to be complementary and reinforce each other.  

The report first provides an overview of the Department’s presentation on its Annual Report and then our responses in section 6.

The main concern of the Committee is how the Department   performed in respect of each of its programmes, especially in terms of its Strategic Plan and its specific targets for the 2006/07 financial year under review.
1.6        While the report also deals with the budget and finances of the Department, the main responsibility for evaluating the Department’s financial performance rests with the more qualified Standing Committee on Public Accounts (SCOPA), which does this through a meeting with the Department each year to which our Committee is invited. SCOPA considered the Department’s financial performance at a meeting on 31 October. Unfortunately, this meeting coincided with a meeting of our Portfolio Committee and we received far too late notice to call off our meeting. However, a member of our Committee, Ms Carol Johnson, attended the SCOPA meeting and reported to the Committee on 6 November. Excerpts from her report are carried in section 7 of this report. The Committee has decided to write to the Chairperson of SCOPA and negotiate with him so that in future the Committee is given timeous notice of meetings SCOPA holds to consider the Department’s financial performance  - so that our Committee can attend these meetings

General Progress

In order to ensure that justice is accessible, the Department has adopted the following three key strategic priorities:

Enhancing access to justice for all, particularly the disenfranchised,  poor and vulnerable.
Enhancing organisational efficiency: to improve the provision of access to justice, the Department has focused on improving its organisational efficiency, in particular the modernisation of its court systems.
Transforming justice, state and society: transformation of the judiciary and the legal profession is a priority.

In respect of infrastructure investment, the Department reported the following: 

R308 million was spent on infrastructure in 2006/07.
R60 million was spent on upgrading existing facilities under the Repair and Maintenance Programme (RAMP). A total of 301 courts are now registered on the RAMP programme.
Six new court buildings are being constructed at Daveytown, Motherwell, Colesberg, Tsakane, Sekgosese and Augrabies.
Major additions are in progress at the Supreme Court of Appeal in Mangaung, Mitchell’s Plain, Ceres, Polokwane and Stanger.
In order to improve court security, the Department installed 126 X-ray machines, 191 walk-through detectors and 19 close-circuit televisions. 154 courts were burglar-proofed and 124 courts were secured with perimeter fencing. 4 164 offices were provided with security services, while 346 offices were provided with cash-in-transit services.

2.3        In terms of the “Access to Justice Services” strategic priority, the Department reported the following:

A further 35 mobile courts were deployed to sites where the periodical courts were being held - in police stations and correctional facilities.
The Department has increased awareness of the Equality Courts, the Victims’ Charter, and child and spousal maintenance. The success of Operation Isondlo, a campaign that aims to raise awareness about maintenance among the general public, is reflected in increased and improved services in the Maintenance Courts.

2.4        In terms of the “Enhancing Organisational Efficiency” strategic priority, the Department reported the following:

There has been substantial progress in the modernisation and reform of the administration and delivery of justice. For example, the e-Scheduler system is being implemented in 446 courts, and 280 scanners were purchased and deployed at various courts to assist with the scanning of relevant court documents.
The Video Postponement Project has substantially impacted on the remand of court cases and lowered the risk of attempted escapes from correctional facilities. In a period of 12 months, 4 899 remands were concluded without detainees having to leave correctional facilities.
Digital recording systems were installed in the High Courts and are currently being installed in Magistrate’s Courts.
Basic IT infrastructure has been rolled out to 94% of sites countrywide.
Further improvements have been made in the Master’s Offices in order to modernise  and improve services and processes in deceased and insolvent estates.
The Department is automating the Guardians Fund. This has been rolled out to three of the six Master’s Offices.
The Justice Deposit Account system (JDAS) was rolled out to three identified sites. A fourth site is ‘work-in-progress’, while all nine regions are presently engaged with rolling out the system to regional sites.


In terms of the “Transformation of Justice, State and Society” strategic priority, the Department reported the following:

A Legal Services Sector Charter Steering Committee has been established to draft the Legal Services Charter. A draft Charter has been developed for public consultation, and the Department envisaged finalising the Charter in the 2006/07 financial year. However, this timeframe was not met because of the extensive consultations with the legal profession. Nevertheless, the Department reported that substantial progress has been made and that proper consultation has taken place with the relevant role-players and stakeholders within the legal profession.
A project office was established to advance the Review of the Criminal Justice System. Plans of action were drafted and implementation commenced in June 2007.
In order to increase the pool of female judicial officers, 23 women were selected to undergo a judicial education training programme in 2007/08.
Various Bills were introduced to Parliament, and others are ready for introduction.


2.6        The Department identified the following key challenges:

In view of insufficient funds there is always a backlog with respect to the upgrading of courts. Accordingly, the Department has prioritised according to need.
The Department also relies on the Department of Public Works to effect the repairs/upgrading/maintenance, but does not have any control of that Department’s timetable.
The building of new courts also presents a challenge as it is not always easy to find available land that is suitable. This has proved to be particularly problematic in Mpumalanga, where the Department has only now managed to find a suitable site to build a new High Court.
The Department acknowledges that the provision of security at all courts remains a challenge. The Department has adopted an incremental approach. All courts, however, have burglar bars and security doors.
The Department would like to see its responsibility with regard to the collection of monies reduced as it believes that this does not form part of its core function. The monies collected and paid out are not funds that belong to the Department, but are usually funds that belong to third parties, such as maintenance for children and spouses. In addition, this responsibility has numerous challenges for the Department. For example, the Department must provide cash-in-transit services. Another challenge relates to the potential for fraud.
Communities are often unaware of the precise role of the Department and sometimes confuse the Department’s responsibilities with that of the Departments of Safety and Security and Correctional Services.
The Department largely uses outdated manual systems of reporting.
The lack of computer literacy is a major problem among staff.
The use of contract/temporary employees due to the demand for services poses challenges.
The Department identified the need for tighter internal controls.
Approximately R14 million was lost on account of fraud.

3          Performance in terms of Programmes

3.1        In view of time constraints, the Committee did not consider Programme 1 on “Administration”. As the National Prosecuting Authoriy (NPA) has a separate Annual Report, and is to appear before the Committee to present this Report, the Department did not report on Programme 4 on the “National Prosecuting Authority”.  

3.2        In terms of Programme 2 on “Court Services”, the Department reported on court performance  as follows:

The total number of new cases in lower courts was 1 055 971.  Of these cases 328 286 were finalised (a verdict was obtained for 284 030 cases and 44 256 were diverted) and 720 354 cases were removed. Removal refers to cases that are withdrawn, struck from the roll or where warrants are issued due to the failure of the accused to appear in court.  About 68% of the cases were removed.
The average conviction rate for all courts for 2006/07 was 86%. The conviction rate in the District Courts declined marginally from 87% in 2005/06 to 86% in 2006/07. The Regional Courts increased their conviction rate from 71% in 2005/06 to 72% in 2006/07. In the High Courts the conviction rate remained 86% for both 2005/06 and 20006/07.
The average court hours in the District Courts was 4 hours per day. This is a marginal decrease from 4h08 in 2005/06. In the High Court the average court hours remained the same as in 2005/06 - 3h20. In the Regional Courts there was a decrease   from 4h02 in 2005/06 to 3h55 in 2006/07.
The Department did not meet its target of 392 732 cases for finalisation in the Lower Courts..  The Department reported that 375 436 cases, including backlog cases, were finalised.
The number of outstanding cases in the Lower Courts at the end of March 2007 decreased from 204 051 in 2005/06 to 191 371 cases in 2006/07, of which 35 651 (19%) were backlog cases. However, the number of backlog cases has increased from 33 958 cases in 2005/06.
In terms of vulnerable groups, the Department provided statistics of the number of matters dealt with involving children and families in 2006/07. In the Children’s Courts, emphasis was placed on the finalisation of foster care applications with 35 409 children placed in foster care in 2006/07. A challenge faced by the Department is the need for training of Children’s Court clerks, particularly concerning the implementation of the Children’s Act. The maintenance courts heard 99 504 formal maintenance inquiries, while 198 826 maintenance complaints were laid.

3.3        Key aspects of service delivery for Programme 3 on “State Legal Services” included:

The State Law Advisors received 578 briefs, of which 566 were finalised.
The Legislative Drafting Unit scrutinised 87 Bills (49 new Bills and 38 Bills carried forward from 2005). A total of 31 Bills were certified.
The Master of the High Court attended to 15 000 more deceased estates than the previous year, in other words a 15% increase. The number of insolvency matters is declining: approximately 17% fewer cases were reported than in the previous financial year. The total number of receipts for the Guardian’s Fund was 15 738 valued at R710 million. This is an increase of 28% from 2005/06. The total number of payments was 52 139 valued at R379 million. This is 14% more than the previous financial year.

3.4        Key aspects of service delivery for Programme 5 on “Auxiliary and Associated Services” included:

The E-scheduler programme is being rolled out to 436 sites. This system allows courts to enrol and schedule court cases electronically, as well as extract information relating to case progress and court performance
.
The Digital Nervous System III project has been successfully completed. This project aimed at providing connectivity to smaller remote regions previously overlooked. It includes ICT infrastructure, hardware, various applications, and IT literacy training. The Department reported that 94% of sites were connected.
In terms of the Truth and Reconciliation Commission Unit’s programme, R529 million was paid out to 15 610 beneficiaries, while 1 227 outstanding beneficiaries are being traced. Draft regulations to allow for access to monies in the President’s Fund were submitted for Ministerial approval. The remaining monies are to be used for a variety of reparation purposes, including medical benefits and other forms of social assistance and community rehabilitation.


4          Human Resources

The staff establishment grew by 7.2% with the creation of 1 017 new posts. The following vacant posts were filled: 345 clerks, 215 court managers, 142 maintenance investigators, 100 senior and family councillors and 85 maintenance officers. 77 legal interns were appointed to fast-track maintenance backlogs and 45 candidate attorneys were placed in the State Attorney’s office.

4.2        The Department has a vacancy rate of 23%.

4.3        The number of employees for critical occupations is 15 772.  There were 10 756 appointments and transfers within the Department, and 9 649 transfers and terminations out of the Department. This resulted in a staff turnover rate of 61.7%.

4.4        There were 304 misconduct matters, of which 64 or 20% were for fraud. The Department told the Committee that approximately R14 million may have been lost on account of fraud.

5.         Financial Statements

5.1        The revised estimate reflects that the Department received an appropriation of R6.4 billion for 2006/07. However, as the National Prosecuting Authority (NPA) accounts separately for its spending, the Department’s budget in fact amounted to R 4.893 billion, of which actual expenditure was R 4.469 billion.

5.2        The Department underspent by 6,8% in 2005/06  and 8.7% in 2006/07. Underspending occurred in all of the Department’s core programmes but mainly in Administration (10.8%) and in Court Services (11.6%). The Department explained that the underspending was as a result of staff turnover and vacancies, as well as delays experienced in the filling of vacancies. There were  also delays in the implementation of the “Monies in Trust” project and underspending on capital works.

5.3        As was the case in 2005/06, the Auditor General gave a qualified opinion on the financial statements. The basis for the Auditor-General’s qualified opinion related to the Department’s administration of Third-Party Funds (formerly referred to as “Monies in Trust”) and asset management.

5.4        The Third-Party Funds are reported on separately in Part 4d of the Annual Report. The Auditor-General’s report in this regard expressed a disclaimer. However, the Department’s administration of Third Party Funds has also impacted negatively on the Auditor-General’s assessment of the Department’s financial statements and performance, and formed part of the reason for the Department receiving a qualified audit. As mentioned above, the Department administers funds on behalf of third parties, for example, maintenance beneficiaries, the National Revenue Fund and local authorities. This entails collecting funds on behalf of others and then paying them over to those parties who are entitled to receive the funds. Monies collected by the Department in respect of Third-Party Funds include admission of guilt fines, bail monies, court fines, estate monies, maintenance, state attorney monies, compensatory fines, deferred fines and payments to court. According to the Auditor-General, internal controls in respect of these Funds have been inadequate, and full and proper accounting records have not been maintained since 1994. In 2002/03, “Monies in Trust”, as Third Party Funds was known, was separated from the Vote account, hence the separate report. In that financial year, the Auditor-General issued a disclaimer in the absence of financial statements. In 2003/04, the Department did not submit financial statements. The Department produced a partial set of annual financial statements that covered the “Monies in Trust” operations for March 2005. In 2005/06, the Department compiled a set of incomplete financial statements. These statements were submitted late, in December 2006. The Auditor-General has not informed the Department of his opinion on these statements, but the Department anticipates that there will be a disclaimer as the information received from many offices is incorrect or incomplete and cannot be verified. As this situation continued during the 2006/07 financial year, the Auditor-General issued a disclaimer of opinion. While the Department recognised the need for improvements, it drew attention to the historical context of the current challenges and stressed that it had to perform these responsibilities on behalf of other departments and agencies. The Committee responds to this in section 6.2 below.

5.5        The Department has excluded the liability and bank balance relating to Third Party Funds in its financial statements, resulting in a material misstatement of the financial statements. In the emphasis of matter, the Auditor-General expressed the opinion that the lack of effective and efficient financial management system of the Third Party Funds resulted in the Department being unable to quantify, with certainty, the exact liability and potential claims against the Department. The Department explained to the Committee that the essence of the problem is that, historically, these payments had been captured manually, but that the Department was now moving from a manual to an electronic system. The Department also informed the Committee that it has a strategy to deal with the problem by involving the appointment of a service provider with an implementation date of June 2008.  In addition, the Department is also rolling out the Justice Deposit Account system. The Department feels that the problem will be resolved by 2009/10. However, until such time as the Public-Private Partnership for the management of “Monies in Trust” is implemented, this item will remain a qualification.

5.6        As a result of ineffective asset management, the Auditor-General was unable to confirm the accuracy of the closing balance of the assets valued at R535 622 000. The Department told the Committee that it has taken steps to address the problem. These include training for asset controllers, the appointment of asset managers in the regions, the use of scanners  for verification, spot checks by the National Office after asset verifications, and where necessary, conducting disciplinary action.

5.7        In addition, attention was drawn in the ‘emphasis of matter’ to the following issues:

Inadequate controls with regard to information systems.
The declarations of interest of designated employees were not submitted to the Department of Public Service and Administration within the required timeframes.
Material corrections are required to the financial statements submitted for audit.
At the request of the Department, the Auditor-General is conducting a special audit into the procurement process of the award of a contract to a supplier. The results will be reported to management separately.
The Auditor-General also drew attention to the fact that the Department has not reported on all the predetermined objectives as required by section 40(3)(a) of the Public Finance Management Act (PFMA).
The Auditor-General was unable to obtain all the quarterly reports. The Accounting Officer attributes this to a lack of a clear policy and procedure framework to standardise, enforce and guide performance reporting.

6.         Committee’s Views and Recommendations

6.1        It is not possible for the Committee to effectively monitor the Department’s performance through a single three-hour meeting on its Annual Report, once a year. In considering Annual Reports, moreover, we are reviewing performance over a previous financial year. It is crucial to evaluate the Department’s performance on an ongoing basis in terms of its Strategic Plan for a current financial year. The Committee will therefore, as far as possible, consider quarterly progress briefings from the Department as from the beginning of next year.
  
The Committee recognises the scope and magnitude of the tasks that the Department has to attend to and is acutely aware of its capacity and other constraints. One of the questions posed is whether the Department may have taken on too many responsibilities.  Certainly, it is not clear to the Committee that the Department is effectively prioritising its activities or sufficiently focussed on a set of core functions. Is the Department being strategic enough in its allocation of energy and resources to its different functions. Should the Department really be taking responsibility for Third Party Funds, or should these be dealt with by other public and private sector structures? The Committee will engage further on these broader issues with the Department at its consideration of the Department’s quarterly progress briefings next year and during the consideration of the Department’s  budget for 2008/09.

Overall, the Committee feels that the Department’s performance during 2006/07 was, in the context of the various constraints, reasonable, if very uneven. Obviously, the Department needs to improve, as the Director General also acknowledged. Consistent with the issues raised in 6.2 above, the Committee will engage more rigorously with the Department next year on how it is  seeking to improve its performance.

The Committee feels that the measureable objectives or targets in the Department’s Strategic Plan are not always suitably quantifiable or specific enough. The Annual Report and the Department’s overview of it, presented to the Committee, did not adequately relate the Department’s achievements to the objectives in its Strategic Plan. The Committee feels that, in terms of the requirements of the PFMA, the Department’s Annual Report should be more closely aligned to its Strategic Plan and should be clearly drawing this link between the targets or objectives set in the Strategic Plan and the actual performance of these targets, as set out in the Annual Report.  The Committee would like to see an improvement in this regard next year.

The Annual Report provides a lot of information.  Whilst the Committee is fully aware that an Annual Report must provide specific information  to comply with the PFMA and other requirements we feel that consideration needs to be given to making the Report more accessible and user-friendly. Inadequacies in the Annual Report include:

The Report only provides statistics for court performance from April 2006 to January 2007. It is therefore difficult for the Committee to monitor court performance from one year to another.
The actual performance set out in the Annual Report does not always address the indicators and targets set out in the Strategic Plan.
In some instances timeframes are not provided, making it difficult to assess whether the Department has met its targets for 2006/07.
While in some cases explanations are provided for why targets are not met, this is not done in all instances.

The Committee welcomes the Department’s progress in its modernisation and reform of the court administration, in particular the e-Scheduler programme, the digital recording systems, the IT infrastructure and the Video Postponement Project referred to in sections 2.4 and 3.4 above.

6.7        The Committee also welcomes the building of courts in townships, and the doing away of the periodical courts.

6.8        The Committee feels that the Departments vacancy rate for 2006/07 of 23% was too high, as was  the staff turnover rate  of 61%. The vacancy rate for critical posts is of particular concern as the reduction of criminal case backlogs is a government priority and will have a negative impact on the delivery of justice. The Committee’s concern is also shared by the Auditor-General, who notes that the Department does not have a Human Resources Plan as required in terms of Public Service Act and regulations. However, at the SCOPA briefing, it emerged that the vacancy rate has now come down to 12% (see 7.2 below), which the Committee welcomes. The Committee would like the Department, anyway, to report on progress on finalising its Human Resources Plan at the Department’s first quarterly progress briefing next year.

As noted in section 3.2 above,
about 68% of cases are removed from the court roll. The Committee understands that there are many reasons for the high removal rate of cases from the roll, including the quality of the investigation of cases, delays in obtaining forensic results, the accused absconding or witnesses disappearing (approximately 15 000 warrants of arrest are issued each month for non-attendance at court), the complainant no longer wanting to press charges, trifling cases that are thrown out of court or simply struck from the roll,  and the inefficiency or inexperience of prosecutors, public defenders and presiding officers. The Committee is acutely aware of the huge challenges in reducing the extent of removals from the court rolls, but believes that there has to be incremental progress in this regard and will monitor developments closely. In the first quarter of next year, depending on the nature of the briefing on the Review of the Criminal Justice System referred to in section 6.20 below, the Committee will seek, together with the Safety and Security, Correctional Services and other relevant portfolio committees, to organise a joint meeting with the relevant Departments and other stakeholders, including the NPA, Legal Aid Board and South African Police Services (SAPS), to consider the issues in greater detail so as to better understand the strategies and programmes to address the challenges and adopt an appropriate oversight programme in this regard.

The Committee notes, however, the high conviction rates averaging 86%, referred to in 3.2 above, and commends the Department on this.

The Committee notes that case backlogs, particularly for criminal cases, have not been reduced during the year under review. There has been a gradual decline in court hours since 2004/2005 for all courts, both superior and lower. However, the Committee is aware that court hours is not something over which the Department has final and ultimate control, as  the party’s legal representatives, prosecutors or presiding officers can postpone matters, or adjourn court, for a variety of different reasons.

The finalisation rate for the lower courts did not meet the target. With fewer cases being finalised, the outstanding roll of all courts reached  210 000 and the number of backlog cases has also grown. These matters will also be taken further during the briefing proposed in 6.9 above.
6.13      Clearly, there has to be a standardisation of the information captured across the criminal justice sector. For example, at present, the SAPS reports on the number of complaints it receives and the number referred to court. The Portfolio Committee on Safety and Security has requested SAPS to include conviction rates in its Annual Reports. However, this has proved to be difficult as the manner in which SAPS measures and interprets its data is inconsistent with that of the Department of Justice. The SAPS focuses on the disposal of dockets, whereas the Department of Justice and the National Prosecuting Authority focus on the manner in which a case is dealt with in court. The Committee stresses the need for consistency and standardisation of capturing data across the criminal justice sector and will monitor developments in this regard.


6.14      The Committee welcomes the Department’s efforts with regard to vulnerable groups in general and children in particular. The Committee is pleased to note that the Child Justice Bill, which sets out the legislative framework for children in conflict with the law, will shortly be introduced to Parliament.  The Committee will process the Bill expeditiously early in the new year.  The Committee also welcomes the Department’s efforts in increasing awareness of the Equality Courts, Victims’ Charter and child and spousal maintenance, including through Operation Isondlo, referred to in section 2.3 above.

6.15      Notwithstanding our reservations about the Department’s role in Third Party Funds in section 6.2 above,  the Committee is concerned that the Department once more received a qualified audit opinion from the Auditor-General. The basis for the Auditor-General’s qualified opinion related to the Department’s administration of Third-Party Funds (formerly referred to as “Monies in Trust”) and its asset management. The inadequate management of Third Party Funds was partly why the Department receiving a qualified audit in 2005/06. While this is an inherited problem, the Committee notes with concern the Auditor-General’s opinion that the lack of effective and efficient financial management systems of the Third Party Funds resulted in the Department being unable to quantify with any certainty the exact liability and potential claims against the Department. While the Committee notes that this matter is receiving attention and that progress appears to have been made, we will continue to monitor developments.
 
6.16      The Committee notes that as a result of ineffective asset management, the Auditor-General was unable to confirm the completeness of or existence of assets and the accuracy of the closing balance of the assets. The Committee expresses its concern about this. The Committee notes, however, the Department’s steps to improve its management of assets referred to in section 5.6 above and its asset audit action plan referred to in section 7.4 below – and will monitor progress in this regard.

6.17      The Committee  notes, in section 5.7 above, that the Auditor-General drew attention to various ”emphasis of matter” issues – and will monitor how the Department is responding to these matters.

6.18      The Committee notes that the Department’s underspending has increased from 6,8% in 2005/06 to 8,7% in 2006/07. Spending spiked significantly in March 2007 just before the close of the 2006/07 financial year. The movement of funds both into and within the Vote is noteworthy, particularly the movement of funds from compensation of employees to other line items. The Committee will monitor the Department’s spending trends more actively in future. We will discuss how we could this most effectively with Parliament’s Joint Budget Committee.

6.19      At its quarterly meetings with the Department, the Committee will be interested in progress with regards to the following financial issues:

The management of Third Party Funds.
Asset management.
The “matters of emphasis” referred to in section 5.7 above.
The Justice Deposit Account (“JDAS”) system.
Tightening of internal controls to reduce fraud.
The Guardian’s Fund.
The Department’s spending patterns and “in-year” monitoring of monthly spending.
The special audit of the award of the contract referred to in section 5.7
The availability of quarterly reports to the Auditor General.

6.20      Within capacity, time and other constraints the Committee will seek to pursue further with the Department issues related to the following:

The Equality Courts.
The Legal Services Charter.
The Victims Charter.
Maintenance Courts.
Training of Children’s Court Clerks.
The lack of computer literacy within the staff

6.21      Shortly before the Committee adopted this report, Cabinet  approved an overhaul of the criminal justice system that is aimed at much greater co-ordination and integration, with a single vision, mission and set of objectives for all the relevant departments. The new system will be developed further at the Cabinet lekgotla in January next year and set out by the President in his State of the Nation Address. It would seem that the new integrated system seeks to address several of the issues raised in this report. The Committee will, in consultation with the Safety and Security, Correctional Services and other relevant Portfolio Committees, organise a briefing on the Review of the Criminal Justice System early next year. Depending on what emerges from this briefing, the oversight programme that emerges from the issues raised in this section may have to be adapted somewhat.  

7.         SCOPA Consideration of Department’s Annual Report

As mentioned in section 1.6 above, the Committee was represented at the briefing where SCOPA considered the Department’s Annual Report. The key issues that emerged in a report to our Committee on the meeting are referred to below.

The Director-General of the Department explained to SCOPA that some 1000 vacant posts would be advertised shortly, and that the vacancy rate was down from 23% at the  end of the last financial year to 12% at the time of the SCOPA briefing.

The DG explained the Department had received two legal opinions on whether it could report on Third Party Funds in separate financial statements, as opposed to including them in the Department’s financial statements. There appears to be a difference of opinion on this matter between the Department and the Office of the Auditor-General. The DG provided copies of the Department’s Third Party Funds Audit Action Plan, which includes the establishment of Justice Deposit Accounts at courts and Masters’ offices.

The DG also provided copies of the Department’s Asset Audit Action Plan which seeks to address the concerns of the Auditor- General about the Department’s management of its assets.

SCOPA requested the Justice and Constitutional Portfolio Committee to:

Consider the policy issues related to Third Party Funds and seek to ensure that the current problems do not continue if the function is handed over to another agency.
Monitor the implementation of the Third Party Funds Audit Action Plan.
Monitor the implementation of the Asset Audit Action Plan.

Our Portfolio Committee will attend to the issues referred to in 7.5 above.  The Department is requested to report on progress in regard to these issues at the first quarterly progress briefing next year.

8.         Modest Oversight Programme

The issues raised in sections 6 and 7 above provide an important basis for our oversight programme. But, of course, the Committee is acutely aware, as indicated in our programme, “Towards Finding a Necessary Balance Between our Legislative and Oversight Roles”, referred to in section 1.3 above, that as we near the end of our five-year parliamentary term in April 2009, our legislative workload will probably increase significantly.

The importance of oversight work cannot be over-emphasized; however, an anticipated increase in legislative workload will affect our oversight programme. While we cannot forego our oversight responsibilities, we will have limited time, energy and space to fulfil this aspect of our role, and so will probably have to have a much more modest oversight programme than might be suggested by the issues raised in this report. We will, however, try to do as much as we can.  

9.1        Acknowledgements

The Committee expresses its appreciation to the Department for its co-operation with the processing of the Annual Report.

The Committee expresses its appreciation to Ms Christine Silkstone of Parliament’s Research and Information Unit for the initial report on which this report substantially drew.