ADDRESS
BY PROFESSOR KADER ASMAL, CHAIRPERSON OF THE AD HOC COMMITTEE ON THE
REVIEW OF STATE INSTITUTIONS SUPPORTING CONSTITUTIONAL DEMOCRACY TO THE
REPRESENTATIVES OF 11 CHAPTER 9 AND ASSOCIATED INSTITUTIONS ON FRIDAY, 20
OCTOBER 2006, AT THE OLD ASSEMBLY CHAMBER, PARLIAMENT
Rationale for the inclusion of Chapter 9 Institutions in the Constitution
South Africa
is unique in placing those bodies in the Constitution. It would be helpful to
look at the background to this exceptional treatment of institutions normally
established by ordinary legislation in other countries.
When negotiators sat down to begin the task of drafting a new Constitution for
South Africa in the early nineteen nineties, there was a keen understanding
among some of the participants that it would be necessary to craft new
Constitutional arrangements that would help the country break decisively with
its apartheid past.
The apartheid state displayed a profound disrespect for the human rights of its
citizens and failed to honour even the most basic tenets of the Rule of Law.
The state was also farcically bureaucratic, secretive and unresponsive to the
basic needs of most of its citizens. Most of the existing state institutions
had no or little credibility and were profoundly distrusted by the majority of
the people. For some constitutional negotiators it was therefore clear that in
order to transform South African society from an intensely oppressive society
into an open and democratic society based on human dignity, equality and
freedom would require more than a mere change in the system of government. It
would be necessary to create a set of credibly independent institutions whose
task it would become to strengthen constitutional democracy. It was envisaged
that these independent institutions would support constitutional democracy
because, amongst other things, it would help:
·
to restore the credibility of the state and its institutions in the eyes
of the majority of its citizens;
·
to ensure that democracy and the values associated with human rights and
democracy flourished in the new dispensation;
·
to ensure the successful establishment of and continued respect for the
Rule of Law; and
·
to ensure that the state became more open and responsive to the needs of
its citizens and more respectful of their rights;
Some negotiators also supported the establishment of independent institutions
to shear up democracy because they were fearful that the new political
institutions would be dominated by those who were previously oppressed and that
the majority might not be sensitive to the need for the protection of the
rights and interests of minority groups. Some civil society groups who had come
to distrust the state and its institutions more broadly or who were eager to
see new institutions emerge that would be tasked to deal with the particular
concerns of its constituents, also strongly advocated for the establishment of
independent institutions that would look after their particular concerns about
language rights, gender rights or human rights in general.
At the time a widely-shared belief emerged that at least some of these
institutions were necessary to enhance democracy and more importantly, to
empower the citizens of South Africa. To that end it was felt that the
Constitution should include provision for a Public Protector, a Human Rights
Commission, a Commission for Gender Equality, an Auditor General and an
Electoral Commission. Later the Constitutional Assembly also added a Commission
for the Promotion and Protection of the Rights of Cultural, Religious and Linguistic
Communities.
These authorities had their powers and composition drawn up in some detail and
were identified in Section 181(1) of the Constitution. The Independent
Authority to Regulate Broadcasting was not included in this section but was
discretely identified in Section 192.
Why the executive began the review process
In the hybrid system of Parliamentary democracy established by our
democratic Constitution, Parliament is tasked with an extremely important and
potentially wide oversight role. Not only the executive, but also other
important bodies - including the Chapter 9 institutions - are subject to
Parliamentary oversight. However, the Constitution does not provide details of
a specific oversight model to be adopted by Parliament. As part of the development
of an oversight model for Parliament, the Joint Rules Committee of the National
Assembly and the NCOP commissioned research on the oversight role of Parliament
and this Commission, headed by Professor Hugh Corder of UCT, delivered its
report in July 1999. This report also dealt briefly with the role of Parliament
in holding Chapter 9 institutions accountable and confirmed the importance of
the independence of these institutions while also making certain proposals for
a more structured oversight role over these institutions by Parliament. These
rather ambitious proposals were not implemented, but various stakeholders
remained seized of this important matter.
It was therefore no surprise when the Cabinet tasked the Minister of Public
Service and Administration with the task of conducting a review of chapter 9
institutions as well as the Public Services Commission in February 2005. Thus,
nine years after the adoption of the final Constitution and eleven years after
the advent of democracy in South Africa, the executive had clearly decided that
it would be appropriate to evaluate the progress we have made towards the
consolidation of democracy and the promotion and protection of Constitutional
rights, values and principles in South Africa. It was therefore thought that it
would be appropriate to review the work done by the various Chapter 9
institutions, which were, after all, established with the very specific mandate
to strengthen democracy. Section 181(3) of the Constitution requires all other
organs of state to assist and protect these institutions and to ensure their
independence, impartiality, dignity and effectiveness and the executive
initiated the review process, in part, to give effect to these constitutional
duties. In order to support these institutions and to ensure their
effectiveness it was necessary to review the work of these institutions to gain
a better understanding of how these institutions could be further assisted and
supported with a view to strengthen them.
Why Parliament took over the process in 2006
Parliament has now taken over this review of the Chapter 9 institutions and
other related institutions. It was necessary for Parliament to do so because
the Constitution itself requires this. While section 181(2) guarantees the
independence of these institutions and require them to be impartial and to
exercise their powers and perform their functions without fear, favor or
prejudice, section 181(5) specifically states that "these institutions are
accountable to the National Assembly, and must report on their activities and
the performance of their functions to the Assembly at least once a year".
It is therefore Parliament in general, and the National Assembly in particular,
(and not the executive) that is tasked by the Constitution to play the
important oversight role regarding these institutions to ensure the effective
and impartial fulfillment of their mandates. The executive understood the
implications of this provision and transferred the enquiry to the National
Assembly.
It is important to note that the Committee will undertake its work within the
boundaries of this constitutional framework. This requires the Commission to
proceed with sensitivity and with honest respect for the independence and
impartiality of the various institutions under review. At the same time the
Committee has a Constitutional oversight duty and cannot afford to be timid or
hesitant about the carrying out of this important task. The Committee is of the
view that chapter 9 institutions have a pivotal role to play in the
strengthening of our democracy. The Committee is also of the view that a
non-partisan Ad Hoc committee of Parliament is uniquely positioned to review
the work of these institutions. This is borne out, as has been noted above, by
section 181(3), which explicitly states that other organs of state like
Parliament must assist and protect the chapter 9 institutions to ensure the
independence, impartiality, dignity and effectiveness of these institutions.
The institutions themselves have a Constitutional obligation to support and
strengthen constitutional democracy. The review in essence is aimed at
complying with these Constitutional obligations.
What are the fundamental issues to be looked into?
While the institutions under review have established themselves as
important pillars of support for the Constitutional democracy and the values of
human rights and openness that imbue our Constitution, they have not always
been able to avoid controversy. The recent contretemp between the Public Protector
and the Deputy Public Protectors is a case in point.
To judge from newspaper reports, at least two other bodies have had internal
problems, one chief executive has been suspended, and one has recently resigned
while another has waited over six months for the appointment of its
commissioners.
The Committee is therefore of the view that in order to support and strengthen
the institutions that are mandated to strengthen democracy it would be
necessary to undertake a comprehensive review of these institutions and their
work. At the same time it is important to note that the members of the
Committee must at all times keep an open mind about any relevant issues
relating to the effective, economical and sustained fulfillment of the various
Constitutional mandates of the various institutions under review.
It is important to note that the terms of reference of the Ad Hoc Committee are
quite broad and the Committee is tasked with looking into the work not only of
the chapter 9 institutions mentioned in section 181 and 192 of the
Constitution, but also the Public Services Commission and other institutions or
organs of a similar nature, such as the National Youth Commission, the Pan
South African Language Board and the Financial and Fiscal Committee.
The Committee will thus review the current constitutional and legal mandates of
the various institutions and will make recommendations that will be aimed at
ensuring the full and effective realizations of these mandates. An important
component of this would be to review whether the institutions have kept pace
with the changing socio-political environment in South Africa, in particular
the imperatives of a developmental State. It will also review the
appropriateness of the appointment and employment arrangements of these institutions
and will make recommendations that will be aimed at enhancing the capacity of
the institutions. Issues of internal institutional governance and the coordination
between institutions will also be under the spotlight. Given the fact that the
Constitution guarantees both the independence of these institutions and requires
the National Assembly to play an oversight role over them, the Committee will
also look into the possible need for a structured oversight role for Parliament
as recommended in the Corder report.
Conclusion
The Committee will work under tight deadlines and will report to Parliament
no later than 30 June 2007. Despite these tight deadlines the Committee intends
to work in an open and an inclusive manner. We foresee that the institutions under
review and the relevant civil society groups will work closely with the
Committee to assist it in its work. Ten years after the advent of our final
Constitution the Chapter 9 Institutions deserve a serious and honest review
that itself complies with the values of openness and accountability so justly
celebrated in our Constitution.
We look forward to robust, informative and constructive dialogue that will
ensure outcomes that will advance our constitutional democracy and the system
of constitutional and other institutions established to support and strengthens
democracy thereby ensuring a better life for all.